Dunn Lambert, LLC
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Comprehensive legal services for businesses in New Jersey and New York call 201-957-0874
Dunn Lambert, LLC
comprehensive legal services for businesses call 201-957-0874

Posts tagged "SEC"

Businesses barred from 'neither admit nor deny" defense, SEC says

Companies and individuals will no longer be able to say they "neither admit nor deny" wrongdoing in a civil case if they've admitted to related criminal charges following a policy change by the Securities and Exchange Commission. The change, which is already in effect, could have a major impact on commercial litigation nationwide.

Football underdog "Rudy" Ruettiger settles lawsuit with SEC

His can-do spirit inspired a legion of Notre Dame fans and a Hollywood movie, but Daniel Ruettiger, also known as "Rudy," has since disappointed stockholders and inspired the Securities and Exchange Commission to file a federal lawsuit against him for a "pump and dump" stock scheme. The commercial litigation resulted in a nearly $400,000 settlement.

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